-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ISyVAZsJYiBwTsaRqKJPK3Gf5BoUW5bc3W+0xSuelR7ay4/exbxISxUXJ+pztm9J dhE9Fuo3OuxZYZMNOx45vw== 0000783280-97-000030.txt : 19970310 0000783280-97-000030.hdr.sgml : 19970310 ACCESSION NUMBER: 0000783280-97-000030 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970307 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY INVESTMENTS INC CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-39612 FILM NUMBER: 97552853 BUSINESS ADDRESS: STREET 1: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175743531 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WYNNE JOHN W CENTRAL INDEX KEY: 0001024241 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175758888 MAIL ADDRESS: STREET 1: C/O DUKE REALTY INESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 DUKE REALTY INVESTMENTS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.01 (Title of Class of Securities) 264411 50 5 (CUSIP Number) JOHN W. WYNNE 8888 KEYSTONE CROSSING, SUITE 12OO INDIANAPOLIS, INDIANA 46240 (317) 574-3660 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) MARCH 1, 1997 (Date of Event Which Requires Filing of this Statement) Page 1 of 4 pages - --------------------------------------------------------------- CUSIP NO.: 264411 50 5 - --------------------------------------------------------------- (1) Names of reporting persons ...........John W. Wynne S.S. or I.R.S. Identification Nos. of above persons ........................ ###-##-#### - ---------------------------------------------------------------- (2) Check the appropriate box if a member of a group (a) (see instructions) ------------ (b) x ------------ - --------------------------------------------------------------- (3) SEC use only .................................. - --------------------------------------------------------------- (4) Source of Funds (see instructions) ............ OO - --------------------------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)........ - --------------------------------------------------------------- (6) Citizenship or place of organization .... United States - --------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power ..................... 638,491 --------------------------------------------------------- (8) Shared voting power ................... 1,061,058 --------------------------------------------------------- (9) Sole dispositive power ................ 638,491 --------------------------------------------------------- (10) Shared dispositive power .............. 1,061,058 --------------------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person ........................... 1,699,549 --------------------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ............. - --------------------------------------------------------------- (13) Percent of class represented by amount in Row (11) 5.2% - --------------------------------------------------------------- (14) Type of reporting person (see instructions) .. IN - --------------------------------------------------------------- -Page 2 of 4 pages ITEM 1(a) SECURITY AND ISSUER Name of issuer: Duke Realty Investments, Inc. Address of issuer's principal executive offices: 8888 Keystone Crossing, Suite 1200 Indianapolis, Indiana 46240 Title of class of securities: Common Stock, par value $.01 ITEM 2 IDENTITY AND BACKGROUND (a) Name of person filing: John W. Wynne (b) Residence or business address: 8888 Keystone Crossing, Suite 1200 Indianapolis, Indiana 46240 (c) Present principal occupation and name, principal business and address where employment is conducted: Chairman of the Board Duke Realty Investments, Inc. Real Estate Development 8888 Keystone Crossing, Suite 1200 Indianapolis, Indiana 46240 (d) During the last five years the person filing this statement has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years the person filing this statement has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which the person filing this statement was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Citizenship: United States ITEM 3 SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. The shares were acquired by a merger of Park 100 Investors, Inc. into Duke Realty Investments, Inc. The consideration provided was the reporting person's ownership interest in Park 100 Investors, Inc. ITEM 4 PURPOSE OF TRANSACTION. On March 1, 1997, Park 100 Investors, Inc. was merged into Duke Realty Investments, Inc. The reporting person owned 32% of Park 100 Investors, Inc. and received 123,636 shares as a result of the merger. The only assets of Park 100 Investors, Inc. prior to the merger were securities convertible to shares of Duke Realty Investments, Inc. Accordingly, there was no increase in the beneficial ownership of shares by the reporting person as a result of the merger. The reporting person has no plans or proposals of the types described in the instructions to Item 4 of Schedule 13D. ITEM 5 INTEREST IN SECURITIES OF THE ISSUER. (a) Amount beneficially owned: 1,699,549 Percent of class: 5.2% Page 3 of 4 pages (b) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 638,491 (ii) Shared power to vote or direct the vote: 1,061,058* (iii) Sole power to dispose or to direct the disposition of: 638,491 (iv) Shared power to dispose or to direct the disposition of: 1,061,058* ---------- *Consists of securities owned by DMI Partnership which are exchangeable for shares of the issuer's common stock. (c) On March 1, 1997, the reporting person acquired 123,636 shares as a result of a merger of Park 100 Investors, Inc. into Duke Realty Investments, Inc. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. (e) Not applicable. ITEM 6 CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. The reporting person is a limited partner in Duke Realty Limited Partnership. He is also a shareholder, officer and director of each of the three corporate partners of DMI Partnership. The other shareholders of the corporate partners of DMI Partnership are Thomas L. Hefner, Darell E. Zink, Jr., Daniel C. Staton, Gary A. Burk, David R. Mennel and Michael Coletta. None of these relationships involve any contracts, arrangements or understandings with respect to the acquisition, ownership, voting or disposition of the securities of the Issuer. ITEM 7 MATERIAL TO BE FILED AS EXHIBITS. None. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 5, 1997 /s/ John W. Wynne ------------------------- --John W. Wynne Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----